{"url":"https://lda.gov/api/v1/filings/1ada6c9d-1a91-4673-872e-edf7c1e8bd87/","filing_uuid":"1ada6c9d-1a91-4673-872e-edf7c1e8bd87","filing_type":"Q1","filing_type_display":"1st Quarter - Report","filing_year":2026,"filing_period":"first_quarter","filing_period_display":"1st Quarter (Jan 1 - Mar 31)","filing_document_url":"https://lda.gov/filings/public/filing/1ada6c9d-1a91-4673-872e-edf7c1e8bd87/print/","filing_document_content_type":"text/html","income":null,"expenses":"610000.00","expenses_method":"A","expenses_method_display":"A","posted_by_name":"Randall Ross","dt_posted":"2026-04-20T11:24:38-04:00","termination_date":null,"registrant_country":"United States of America","registrant_ppb_country":null,"registrant_address_1":"277 Park Avenue","registrant_address_2":null,"registrant_different_address":false,"registrant_city":"New York","registrant_state":"NY","registrant_zip":"10172","registrant":{"id":401108418,"url":"https://lda.gov/api/v1/registrants/401108418/","house_registrant_id":56468,"name":"SMBC AMERICAS HOLDINGS, INC.","description":null,"address_1":"277 Park Avenue","address_2":null,"address_3":null,"address_4":null,"city":"New York","state":"NY","state_display":"New York","zip":"10172","country":"US","country_display":"United States of America","ppb_country":"US","ppb_country_display":"United States of America","contact_name":"RANDALL ROSS","contact_telephone":"+1 212-756-3073","dt_updated":"2026-07-20T15:04:01.869459-04:00"},"client":{"id":59758,"url":"https://lda.gov/api/v1/clients/59758/","client_id":59758,"name":"SMBC AMERICAS HOLDINGS, INC.","general_description":"Financial Services Company","client_government_entity":null,"client_self_select":true,"state":"NY","state_display":"New York","country":"US","country_display":"United States of America","ppb_state":"NY","ppb_state_display":"New York","ppb_country":"US","ppb_country_display":"United States of America","effective_date":"2024-04-17"},"lobbying_activities":[{"general_issue_code":"TAX","general_issue_code_display":"Taxation/Internal Revenue Code","description":"Domestic and International Taxation as it Applies to Financial Institutions.","foreign_entity_issues":"While the registrant's lobbying activity was undertaken on its own behalf, the registrant's foreign parent, Sumitomo Mitsui Financial Group, Inc., has an interest in the aforementioned lobbying activity.","lobbyists":[{"lobbyist":{"id":145954,"prefix":null,"prefix_display":null,"first_name":"RANDALL","nickname":null,"middle_name":null,"last_name":"ROSS","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":150791,"prefix":null,"prefix_display":null,"first_name":"KRISTIN","nickname":null,"middle_name":null,"last_name":"RICHARDSON","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]},{"general_issue_code":"BAN","general_issue_code_display":"Banking","description":"Issues Impacting Large Global Banks Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act Basel III Proposed Rulemaking and Regulatory Capital Enhanced Resolution Planning for Large Banks Long-term Debt Requirements for Large Banks Proposed Addition to Part 364 of the FDICs Rules and Regulations of Appendix C Proposed Rulemaking Regarding Bank Mergers Rulemaking on Personal Data Rights (Open Banking) Examination and Enforcement Issues Climate-Related Financial Risk Community Reinvestment Act Sanctions Implementation Regulation of Foreign Banks Regulation of Financial Services SEC Climate Disclosure Rule CFTC Proposed Operational Resiliency Framework for Swap Dealers The American Privacy Rights Act as it Applies to Financial Institutions SEC Regulatory Proposals Related to Market Structure Treasury Market Structure and Related Proposals AI, Issues Around Financial Technology Policy and the Regulatory Perimeter Digital Assets/Cryptocurrencies/Stable Coins Debit Interchange Fee Rulemaking and Related Issues Cybersecurity Deposit Insurance Reform Interest on Federal Reserve Balances","foreign_entity_issues":"While the registrant's lobbying activity was undertaken on its own behalf, the registrant's foreign parent, Sumitomo Mitsui Financial Group, Inc., has an interest in the aforementioned lobbying activity.","lobbyists":[{"lobbyist":{"id":145954,"prefix":null,"prefix_display":null,"first_name":"RANDALL","nickname":null,"middle_name":null,"last_name":"ROSS","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":150791,"prefix":null,"prefix_display":null,"first_name":"KRISTIN","nickname":null,"middle_name":null,"last_name":"RICHARDSON","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":45,"name":"Commodity Futures Trading Commission (CFTC)"},{"id":255,"name":"Consumer Financial Protection Bureau (CFPB)"},{"id":11,"name":"Executive Office of the President (EOP)"},{"id":54,"name":"Federal Deposit Insurance Corporation (FDIC)"},{"id":62,"name":"Federal Reserve System"},{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":88,"name":"Securities & Exchange Commission (SEC)"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]},{"general_issue_code":"TRD","general_issue_code_display":"Trade (domestic/foreign)","description":"General Trade Policy as it Pertains to the U.S. and Japan Foreign Direct Investment","foreign_entity_issues":"While the registrant's lobbying activity was undertaken on its own behalf, the registrant's foreign parent, Sumitomo Mitsui Financial Group, Inc., has an interest in the aforementioned lobbying activity.","lobbyists":[{"lobbyist":{"id":145954,"prefix":null,"prefix_display":null,"first_name":"RANDALL","nickname":null,"middle_name":null,"last_name":"ROSS","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":150791,"prefix":null,"prefix_display":null,"first_name":"KRISTIN","nickname":null,"middle_name":null,"last_name":"RICHARDSON","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]},{"general_issue_code":"FIN","general_issue_code_display":"Financial Institutions/Investments/Securities","description":"Issues Impacting Large Global Banks Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act Basel III Proposed Rulemaking and Regulatory Capital Enhanced Resolution Planning for Large Banks Long-term Debt Requirements for Large Banks Proposed Addition to Part 364 of the FDICs Rules and Regulations of Appendix C Proposed Rulemaking Regarding Bank Mergers Rulemaking on Personal Data Rights (Open Banking) Examination and Enforcement Issues Climate-Related Financial Risk Community Reinvestment Act Sanctions Implementation Regulation of Foreign Banks Regulation of Financial Services SEC Climate Disclosure Rule CFTC Proposed Operational Resiliency Framework for Swap Dealers The American Privacy Rights Act as it Applies to Financial Institutions SEC Regulatory Proposals Related to Market Structure Treasury Market Structure and Related Proposals AI, Issues Around Financial Technology Policy and the Regulatory Perimeter Digital Assets/Cryptocurrencies/Stable Coins Debit Interchange Fee Rulemaking and Related Issues Cybersecurity Deposit Insurance Reform US Insider Trade Reporting Requirements","foreign_entity_issues":"While the registrant's lobbying activity was undertaken on its own behalf, the registrant's foreign parent, Sumitomo Mitsui Financial Group, Inc., has an interest in the aforementioned lobbying activity.","lobbyists":[{"lobbyist":{"id":145954,"prefix":null,"prefix_display":null,"first_name":"RANDALL","nickname":null,"middle_name":null,"last_name":"ROSS","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":150791,"prefix":null,"prefix_display":null,"first_name":"KRISTIN","nickname":null,"middle_name":null,"last_name":"RICHARDSON","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":45,"name":"Commodity Futures Trading Commission (CFTC)"},{"id":255,"name":"Consumer Financial Protection Bureau (CFPB)"},{"id":11,"name":"Executive Office of the President (EOP)"},{"id":54,"name":"Federal Deposit Insurance Corporation (FDIC)"},{"id":62,"name":"Federal Reserve System"},{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":88,"name":"Securities & Exchange Commission (SEC)"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]}],"conviction_disclosures":[],"foreign_entities":[],"affiliated_organizations":[]}