LD-203 Contribution Report

Clerk of the House of Representatives • Legislative Resource Center • B-106 Cannon Building • Washington, DC 20515

Secretary of the Senate • Office of Public Records • 232 Hart Building • Washington, DC 20510

Filer Type and Name

Type:

OrganizationLobbyist

Lobbyist Name:

Mr. DONALD C AUERBACH

Employer Name:

INVESTMENT COMPANY INSTITUTE

Identification Numbers

House Registrant ID:

31117

Senate Registrant ID:

20128

Reporting Period

Year:

2012

Mid-Year (January 1 - June 30)

Year-End (July 1 - December 31)

Amendment

Political Action Committee Names

Contributions

No Contributions

#1.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$1,000.00

Date:

07/23/2012

Payee:

Democratic Congressional Campaign Committee

Honoree:

Democratic Congressional Campaign Committee

#2.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

07/16/2012

Payee:

Gary Peters for Congress

Honoree:

Gary Peters for Congress

#3.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$1,000.00

Date:

07/31/2012

Payee:

Martin Heinrich for Senate

Honoree:

Martin Heinrich for Senate

#4.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

08/22/2012

Payee:

Denny Heck for Congress

Honoree:

Denny Heck for Congress

#5.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

08/22/2012

Payee:

Juan Vargas for Congress

Honoree:

Juan Vargas for Congress

#6.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

09/18/2012

Payee:

Joe Donnelly for Senate

Honoree:

Joe Donnelly for Senate

#7.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

09/22/2012

Payee:

Democratic Senatorial Congressional Committee

Honoree:

Democratic Senatorial Congressional Committee

#8.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$1,000.00

Date:

09/24/2012

Payee:

Investment Company Institute PAC

Honoree:

Investment Company Institute PAC

#9.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

10/11/2012

Payee:

Democratic Congressional Campaign Committee

Honoree:

Democratic Congressional Campaign Committee

Certification and Signature

I certify that I have read and am familiar with the provisions of the Standing Rules of the Senate and the Standing rules of the House of Representatives relating to the provision of gifts and travel. I have not provided, requested or directed a gift, including travel, to a Member of Congress or an officer or employee of either House of Congress with knowledge that receipt of the gift would violate rule XXXV of the Standing Rules of the Senate or rule XXV of the Rules of the House of Representatives during this filing period.

Digitally Signed By:

DONALD AUERBACH, 1/25/2013 12:44:33 PM

Lobbying Contribution Report

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#9.

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Comments

Certification and Signature

Digitally Signed By: