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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 06/06/2011 |
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| 2. House Identification | Senate Identification | 400785364 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | LCH.Clearnet Group Limited |
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| Address | 33 Aldgate High Street |
Address2 | |
| City | London |
State | Zip | EC3N-1EA |
Country | GBR |
4. Principal place of business (if different than line 3)
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| 5. Contact name and telephone number | International Number |
| Contact | Ms. Susan Milligan |
Telephone | 2125138264 |
susan.milligan@lchclearnet.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | LCH.Clearnet Group Limited |
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Country | USA |
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LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
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| Susan | Milligan | | |
| Natasha | De Teran | | |
| Rory | Cunningham | | |
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LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
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12. Specific lobbying issues (current and anticipated)
H.R. 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Proposed Dodd-Frank implementation rules related to Titles VII and VIII.
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | www.lchclearnet.com/about_us/corporate_governance/legal_and_regulatory_structure.asp |
| Name | Address | Principal Place of Business | ||||||||
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LCH.Clearnet Limited |
33 Aldgate High Street |
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LCH.Clearnet SA |
18 rue du Quatre Septembre |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
| Address | Ownership | |||||
| Name | Street | Principal place of business | Amount of contribution | |||
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(city and state or country) | for lobbying activities | ||||
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| Signature | Digitally Signed By: Susan Milligan |
Date | 07/20/2011 |